Resource Links

Securities Compliance

• Securities and Exchange Commission (SEC)

National Association of Securities Dealers (NASD)

• NASD Rules & Regulation
• NASD Regulatory Enforcement

State Securities Commissioners

• Kansas
• Missouri

Securities Industry News

• InvestmentNews.com - the weekly newspaper for financial advisers
• RegisteredRep.com - the source for investment professionals

Investment Fraud & Arbitration

• NASD Arbitration & Mediation
• NASD Investor Complaint Center
• SEC Center for Complaints

Investor Education & Information Links

• InvestorWords.com - an investment glossary
• NASD BrokerCheck - Check Out Brokers and Investment Advisers
• SEC
• Kansas Investor Education
• Missouri Investor Education

Market News

• Yahoo! Finance
• MSN Money

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