Welcome

National Securities Lawyers

At Stafford + Associates, our sole focus is securities law and regulation.  Although many firms claim they practice in securities law, they fail to offer the commitment, expertise and experience provided by Stafford + Associates.  If you need a securities attorney, call Stafford + Associates, we will talk to you on a confidential basis, as a courtesy, without charge.

How We Assist Our Clients

Stafford + Associates is a securities boutique law firm.  We help our clients with all their SEC and NASD regulatory needs.  Additionally, we help mutual funds and investment advisers comply with regulations.  We also defend clients against SEC actions.  Further, as securities arbitration lawyers, we represent investors in securities arbitration proceedings across the nation to help recoup their losses against liable broker-dealers.

We count the following among our clients:

• investment advisers
• mutual fund companies
• financial advisers
• broker dealers
• investment managers
• registered representatives
• individual investors

Several of our clients have been clients of ours for over 25 years while many of our new clients come to us by referral.

Contact a national securities lawyer for a courtesy consultation.