Confidential And Personalized Representation
At Stafford Law Firm LLC, we are committed to providing high-quality legal counsel to investors, financial advisers, mutual fund companies and others in the complex area of securities law.
Providing Securities Law Representation In Kansas City And Nationwide
At Stafford Law Firm LLC, we focus our legal practice on securities law and regulation. Although many firms claim to provide securities law representation, they rarely match the level of personalized service combined with knowledgeable representation provided by us. From assisting members of the securities industry to protecting investors, we are here to provide you with efficient and effective resolutions.
For more than 30 years, we have been working to maintain the integrity of the securities industry. Whether representing members of the industry or bringing actions against wrongdoers, we supply our knowledge, experience and commitment to this area of practice.
Helping Meet Your Regulatory Legal Needs
As a securities boutique law firm, we help a wide range of clients, including investment advisors, investment companies, hedge funds, private equity funds, municipal advisors, broker-dealers and registered representatives, with regulatory requirements from the Securities and Exchange Commission, FINRA, the Municipal Securities Rulemaking Board, the Commodities and Futures Trading Commission, the Futures Management Association, state securities agencies and other governing entities. We also defend clients against actions by the SEC, FINRA, MSRB, CFTC, FMA, state securities agencies and other securities agencies.
Assisting Harmed Investors
If you have experienced losses with an unscrupulous financial advisor, stock broker, financial planner or insurance agent, we will work to recoup your losses. Oftentimes, investors do not understand that they have been harmed and they believe they can trust their financial advisor who has, in fact, caused losses in their savings or retirement funds. Your investment losses may be the fault of the financial advisor and not the excuse given to you by that advisor. We will look at the facts and advise you whether it is beneficial to proceed and how to do so.
When a new client comes to them, many members of the securities industry see investors harmed and refer those investors to us. Industry members believe it important to rid the industry of those persons giving the industry a bad name and causing a loss of faith in the important services offered by members of the securities industry.
Contact Us For Skilled Securities Dispute Resolution
We have been providing high-quality legal representation to our clients for more than 30 years. Many of our clients have been with us for decades, and many of our newer clients come to us through referral. To find out how we can help meet your needs, call 913-648-9225 or contact us online to schedule a free initial consultation.