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Our legal practice focuses exclusively on securities law and the range of regulatory requirements in this field.

We have worked to maintain the integrity of the securities market for more than 30 years, both in assisting the industry with regulatory, compliance, and enforcement issues, as well as recouping investor losses caused by financial advisors, stockbrokers, registered representatives, financial planners, and insurance agents.


We also help investment advisors, investment companies, hedge funds, municipal advisors, broker-dealers, and registered representatives with registration, regulatory issues, and ongoing compliance. When enforcement actions occur, we defend members of the securities industry.

We also handle a wide range of securities law matters. Our representation of investors helps investors recover losses from negligent, illegal, dishonest, and fraudulent activities of unscrupulous financial advisors.


We help our clients and listen to what they need. If they are the victims of securities fraud, we fight to help them get their money back.




We provide comprehensive advice on compliance with regulatory requirements or represent you in one specific matter for members of the securities industry. Retaining the services of our firm for your compliance needs gives you independent advice benefiting you and your needs.

What We Provide

Contact Us For Investor Representation & Securities Law Counsel


Have a securities case that needs resolving? Give us the facts and we will take care of the rest.

To learn more, call us or contact us online to schedule a free initial consultation.