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When investing the risk of a loss always exists, but losses are from the wrongful conduct of a financial advisor, stockbroker, financial planner, insurance agent, or someone acting in a similar capacity. Securities law protect your rights when assets are improperly invested.

Oftentimes, investors do not understand they have been harmed and believe they can trust their financial advisor who has in fact harmed them. Your losses may be the fault of the financial advisor, not the excuse you got. We look at the facts and advise you on whether it is beneficial to proceed and how to do so.

Securities advisors owe investors defined standards of govern financial advisors conduct in investing their funds. You do not have to bear losses resulting from their wrongdoings. For example, senior investors' assets must be invested more conservatively and in line with their needs as they age.

Financial advisors must be diligent in handling and monitoring clients' assets. They must understand and honor their clients' wishes. When financial advisors fail to meet their duties, the results can be disastrous. Too often, people lose all their lives' savings due to unscrupulous financial advisors, stockbrokers, financial planners, insurance agents, and fraudsters.

Investor Representation

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Investor Representation Serving Clients Nationwide

Standards of Conduct

We Handle All Types Of Investor Claims

Contact Us If You Have Been Harmed By A Bad Investment